Heat Sterilization Processes: Application to Medical Devices

AAMI

By Gerry O’Dell, O’Dell and Hodge Consulting, and Deborah Havlik, DAHavlik Consulting LLC

 The term heat sterilization applies to sterilization using moist heat and dry heat as the sterilizing agent. Both heat sterilization methods have limited use in single-use medical device terminal sterilization but are used predominately for other types of healthcare products such as solutions, pharmaceuticals, oils, powders, and reusable medical devices. Heat sterilization is an extremely effective method for sterilizing these items and has the added advantage of being cost-effective. This article will discuss the key aspects of heat sterilization and how they can be applied to certain medical devices.
The ISO standard for moist heat sterilization is ISO 17665 [1] which defines moist heat as “thermal energy in the presence of moisture used as the sterilizing agent to achieve the specified requirements for sterility.” The standard includes sterilization using saturated steam or contained product sterilization. Since the sterilization process uses steam and the chamber where sterilization occurs is known as an autoclave, moist heat sterilization is often called steam sterilization or autoclaving.
Moist heat processes using saturated steam are used for porous and hard goods and are performed using processes that remove air either by gravity or active air removal. Porous and hard goods include items such as reusable instruments used for orthopedic procedures, single-use medical devices that are made of heat-resistant materials, or cloth materials such as cotton or gauze.
The concept of saturated steam sterilization is that the steam contacts the surface of the item, and as the steam condenses, the thermal energy that is released results in the ability to kill the microorganisms. This means that it is not just the temperature that influences lethality but also the transfer of energy. Of course, anything that affects the energy transfer will reduce the effectiveness of the process.

The items that can affect the energy transfer are “wet” steam (i.e., too much condensed water in the steam usually caused by contamination in the steam) or steam that is superheated (steam that is too dry because it has been heated beyond its saturation point) creating a dry heat process. Both can result in a lack of sterilization.

Contained product sterilization is where indirect contact of the heating medium with the external surfaces of contained product is used to create moist heat internally to sterilize the product within the container. It is performed using heat transfer methods such as steam or steam-air mixtures, water sprays, or water immersion. For many practitioners, this concept is best described by the method used to sterilize growth media in the microbiology laboratory; in this case the energy transfer occurs by conduction or convection². Healthcare products that can be sterilized using contained product processes are items such as intravenous solutions and dermal fillers.

Moist heat sterilization is a faster sterilization process than dry heat sterilization and typically occurs at lower temperatures for shorter times. However, dry heat sterilization can be a cost-effective, efficient method to sterilize those items that are conducive to the process.

Dry Heat Sterilization

While most often used in the pharmaceutical industry for depyrogenation and thus sterilization of product containers, dry heat sterilization can also be an option for healthcare products that cannot withstand exposure to moisture at high temperatures. This is a simple process; the two parameters of dry heat sterilization are time and temperature. Besides the ISO 20857 standard³, PDA TR.3,4 provides guidance for dry heat processes. Examples of healthcare products sterilized by dry heat include ophthalmic products, silicone implants, wound care products, and dental instruments.

Conclusion

Heat sterilization with either moist or dry heat can be an effective method for sterilization for medical devices that can withstand the temperatures of the process and are common methods of sterilization for other types of health care products. The requirements and guidance for these processes are defined by standards.¹,³

References

[1] ANSI/AAMI/ISO 17665:2024, Sterilization of health care products — Moist heat —Requirements for the development, validation and routine control of a sterilization process for medical devices. Association for the Advancement of Medical Instrumentation; 2024. Arlington, VA.

[2] Technical Report (TR) 1:2007, Validation of Moist Heat Sterilization Processes: Cycle Design, Development, Qualification and Ongoing Control. Parenteral Drug Association; 2007. Bethesda, MD

[3] ANSI/AAMI/ISO 20857:2010/(R)2015, Sterilization of health care products — Dry heat — Requirements for the development, validation and routine control of a sterilization process for medical devices. Association for the Advancement of Medical Instrumentation; 2010. Arlington, VA.

[4] Technical Report No. 3 (Revised 2013) Validation of Dry Heat Processes Used for Depyrogenation and Sterilization. Parenteral Drug Association; 2013. Bethesda, MD.

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